Itaú BBA - Itaú BBA International plc

Itau BBA International plc

Itau BBA International plc (“IBBAInt” or the “Bank”) is the European platform of Banco Itaú BBA S.A., Latin America’s largest corporate investment bank and part of the Itaú Unibanco group, one of the largest financial conglomerates in the world. The Bank is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (United Kingdom – “UK”).



MiFID II Documentation

Order Execution Summary

This policy sets out the rules and responsibilities for the best execution of orders on behalf of clients whom we have classified as professional clients of Itau BBA International plc.

Quality of Execution Reports

Directive 2014/65/EU on Markets in Financial Instruments Directive (MiFID II) requires investment firms to make public details of their top five execution venues (RTS28). The publication must be represented by trading volumes, for each class of financial instrument and published annually where client orders have been executed on a trading venue, systematic internaliser, market makers or other liquidity providers.

RTS 28 Quality of Execution Report 2019
RTS 28 Debt Instruments (Bonds) 2019
RTS 28 Currency Derivatives (swaps, forwards and other currency derivatives) 2019

Conflicts Summary

This policy sets out the rules and responsibilities for the identification, management, record keeping and reporting of conflicts of Interest.

Risk Warnings

In this document you will find a description of the nature and risks on designated Investment (“risk warnings”) on the instruments you might trade with us.

Costs and Charges

The purpose of this document is to inform you of the costs and charges associated with the instruments sold by Itau BBA International plc.

Other Compliance Documents

AML Questionnaire

The Wolfsberg Group Anti-Money Laundering Questionnaire provides an overview of Itau BBA International plc general AML policies, practices and procedures.

For further information please contact: IBBAInt-BOS-AML@itaubba.com

Other Compliance Documents

FATCA Status

IBBAInt and its Lisbon Branch aim to fully comply with the Foreign Account Tax Compliance Act (FATCA) enacted by the United States of America.

IBBAInt is a Registered Deemed Compliant FFI (also reporting FI with Model 1 IGA). The Global Intermediary Identification Number (“GIIN”) for IBBAInt is DI5KU3.00065.ME.826 and for IBBAInt – Lisbon branch is DI5KU3.00065.BR.620. GIIN numbers for other FATCA registered entities of the Itau Group can be found on the IRS FATCA portal: FATCA Search and Download Tool

Modern Slavery Act

IBBAInt recognises its responsibility in ensuring that slavery and human trafficking do not take place within its business or its supply chain.

USA Patriot Act

To meet the USA PATRIOT requirements, Itau BBA International plc has prepared the USA Patriot Act Certificate to be used by any financial institution that requires such certification.”

Complaints

Our aim is to handle all complaints fairly, promptly and consistently. Note that FCA DISP Dispute Resolution: Complaints does not apply as IBBAInt clients are not eligible complainants as IBBAInt does not deal with retail clients or individuals.

You can contact us by calling the Compliance Department on +44 (0)20 7070 4339 or by writing to:

Compliance Department
Itau BBA International plc
The Broadgate Tower
20th Floor
20 Primrose Street
London EC2A 2EW
e-mail: compliance@itaubba.com.

Alternatively, you can contact us through your relationship manager.

Compliance Department

Governance

Governance

Financials

Itau BBA International plc financial statements.

See below the most recent publications.

Annual Report 2019
Annual Report 2018
Annual Report 2017
Annual Report 2016
Annual Report 2015
Annual Report 2014
Annual Report 2013

Pillar 3 Disclosures

Itau BBA International plc Pillar 3 Disclosures.

See below the most recent publications.

Pillar 3 Disclosures 2019
Pillar 3 Disclosures 2018
Pillar 3 Disclosures 2017
Pillar 3 Disclosures 2016
Pillar 3 Disclosures 2015
Pillar 3 Disclosures 2014
Pillar 3 Disclosures 2013

Other documents

Structured Products

Following regulatory guidelines, from time to time Itau BBA International plc publishes notices of unforeseen changes that may occur to the terms and conditions during the tenor of outstanding Structured Products.

See below the most recent information: Notice of Changes

Structured Products Information

Country by Country

Country-by-Country Reporting - CBCR 2019
Country-by-Country Reporting - CBCR 2018
Country-by-Country Reporting - CBCR 2017
Country-by-Country Reporting - CBCR 2016
Country-by-Country Reporting - CBCR 2015
Country-by-Country Reporting - CBCR 2014
Country-by-Country Reporting - CBCR 2013

Tax Strategy

This tax strategy document outlines how Itau BBA International plc manages its UK tax affairs.

Tax Strategy

Privacy Notice

This Notice explains IBBA Int’s personal data processing practices.

Privacy Notice